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NEVADA GAMING COMMISSION |
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| Administration Division |
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| Publications | ||
| List of Publications | ||
| Gaming Control Board Application for Employment | ||
| Audit Division |
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| New Applicants | ||
| New Applicant Pre-Opening Checklist for Group I Licensees Revised 06/09 |
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| Internal Control Systems | ||
| NGC Regulation 6.090 Written System of Internal Control Policies | ||
| Internal Control System Submission Summary Form | ||
| Race Book and/or Sports Pool | ||
| Application Instructions for a Race Book and/or Sports
Pool Revised 12/07 |
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| Race Book-Sports Pool Questionnaire | ||
| Book Wagering Report Instructions | ||
| Book Wagering Report Form | ||
| Listed Patron Approval | ||
| Model Reserve
Agreements Agreement Example Bond Example |
PDF |
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| Registration of Race Book & Sports Pool Employees | ||
| Sample Compliance Report | ||
| Suspicious Wager Report Instructions | ||
| Suspicious Wager Report Form | ||
| Regulation 6.130 | ||
| Count Personnel Reporting Form | ||
| Drop and Count Time Form for Group I Licensees | WORD | |
| Regulation 6.130 Count - Removal Report Instructions (Rev. 07/11) | ||
| Regulation 6.150 Bankroll Formula and Information | ||
| Bankroll Formula | Excel | |
| Bankroll Formula - Restricted licensees | Excel | |
| Bankroll Instructions | ||
| Overview Document | ||
| Regulation 8.130 Transactions | ||
| Transaction Reporting Form | WORD | |
| Instructions for Filing Forms | ||
| Supplemental Information Form | WORD | |
| Instructions for Filing Supplemental Information Forms | ||
| Enforcement Division |
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| 3rd Party Registration | |||
| ENF-120 3rd Party Registration (Rev. 01/11) |
WORD | ||
| Charitable Gaming Applications | |||
| Charitable Bingo Game Application Information (ENF-114A) (Rev. 08/11) |
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| Charitable Bingo Application for Approval or
Registration (Rev. 02/11) |
WORD | ||
| Charitable Gaming Application for Board Approval (Rev. 02/11) |
WORD | ||
| Charitable Lotteries Application for Approval or
Registration (ENF-115) (Rev. 03/11) |
WORD | ||
| Chips and Tokens | |||
| Chip and Token Redemption Revised 02/11 |
WORD | ||
| Chip and Token Destruction Plan Revised 02/11 |
WORD | ||
| Record of Destruction of Chips and Tokens Revised 02/11 |
WORD | ||
| Gaming Salon | |||
| Gaming Salon Notification (ENF-110) | WORD | ||
| Gaming Device Transactions | |||
| Private Sale Application 14.330 | |||
| Regulation 14.180 Application - Licensed Manufacturers
and Distributors |
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| Instructions Forms |
PDF |
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| Regulation 14.190/14.180 Application - Other than Distributor |
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| Instructions Forms |
PDF |
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| New Games | |||
| New Game Evaluation Procedure Revised 09/10 |
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| Request to Release
Information Revised 05/04 |
WORD | ||
| Release of All Claims Revised 05/04 |
WORD | ||
| Affidavit of Full
Disclosure Revised 05/04 |
WORD | ||
| Personal History Record Revised 02/09 |
WORD | ||
| List of Nevada Approved Gambling Games Revised 02/01/12 |
EXCEL | ||
| Game Variation/Modification of an Approved Game Format Revised 06/10 |
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| Horse Racing | |||
| License Application (Horse Racing) Enf-84 Revised 07/11 |
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| Race Book and/or Sports Pool | |||
| Application Instructions for a Race Book and/or Sports
Pool Revised 12/07 |
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| Race Book-Sports Pool Questionnaire | |||
| Book Wagering Report Instructions | |||
| Book Wagering Report Form | |||
| Listed Patron Approval | |||
| Model Reserve
Agreements Agreement Example Bond Example |
PDF |
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| Registration of Race Book & Sports Pool Employees | |||
| Request to Offer Wagers on Event other than a Horse Race, Greyhound Race, or Athletic Sporting Event - Regulation 22.120 Enf-121 03/11 |
WORD | ||
| Sample Compliance Report | |||
| Suspicious Wager Report Instructions | |||
| Suspicious Wager Report Form | |||
| Statements | |||
| Voluntary Statement | WORD | ||
| Voluntary Statement Continuation | WORD | ||
| Investigations Division |
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| Instructions | ||
| For Nonrestricted Gaming
License Revised 10/11 |
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| For Restricted Gaming License Revised 10/11 |
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| For Nonrestricted Gaming License as a Key
Employee Revised 10/11 |
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| For Restricted Gaming License as a Key
Employee Revised 10/11 |
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| Instructions to Applicants for a Manufacturer and/or Distributor License Revised 10/11 |
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Requesting Licensing to Conduct
Pari-Mutuel Wagering |
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| For Approval to Participate in Pari-Mutuel
Commissions Revised 01/11 |
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| For Gaming Salon Revised 06/11 |
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| Requesting Licensing as an Information
Service Revised 10/11 |
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| Grant of Option Instructions Revised 01/11 |
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| Instructions to Applicants for a License to Conduct Racing Revised 10/11 |
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| Instructions to Applicants Requesting a Preliminary Determination of a Location's Suitability for the Conduct of Gaming Revised 02/06 |
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| Instructions to Applicants for a Disseminator License Revised 10/11 |
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| Instructions to Applicants as an Operator of a Call Center Revised 10/11 |
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| Instructions to Applicants Requesting Enrollment as an Agent Pursuant to NGC Regulation 10 Revised 06/11 |
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| Instructions to Applicants for Registration as a Minority Interest Holder Revised 12/11 |
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| Forms and Applications | ||||
| Form 1 Application For a Nevada Gaming
License Revised 01/11 |
WORD | |||
| Form 1R Application for Registration as a Minority Equity Interest Holder of a Licensee/Holding Company Revised 12/11 |
WORD | |||
| Form 2 Application For Approval by
Corporation/Partnership/ Limited Liability Company Revised 01/11 |
WORD | |||
| Form 2R Application For Registration as a Minority Equity
Interest Holder by a Corporation/Partnership/Limited Liability Company Revised 01/12 |
WORD | |||
| Form 3 Application For Registration by Holding
Company/ Intermediary Company Revised 01/11 |
WORD | |||
| Form 4 Personal History Record (For Restricted
Applications only) Revised 12/11 |
WORD | |||
| Form 4R Personal History Record (For a Minority Equity Interest Holder) Revised 12/11 |
WORD | |||
| Form 5 Personal Financial Questionnaire (PFQ) Revised 12/11 |
WORD | |||
| Form 5R Personal Financial Questionnaire (PFQ - For a Minority Equity Interest Holder) Revised 12/11 |
WORD | |||
| Form 6 Statement of Pre-opening Cash/First Years Cash Flow | EXCEL | |||
| Form 7 Multi Jurisdictional Personal History
Disclosure Form (Nonrestricted Applications only) Revised 12/11 |
WORD | |||
| Form 7A Nevada Supplemental Personal History
Disclosure Form (Nonrestricted Applications only) Revised 12/11 |
WORD | |||
| Form 8 Application to Conduct Racing by Corporation/Partnership/Limited Liability Company Revised 01/11 |
WORD | |||
| Form 9 Application to Conduct Racing (by an Individual) Revised 01/11 |
WORD | |||
| Form 10 Affidavit of Full Disclosure Revised 05/04 |
WORD | |||
| Form 13 Application to Conduct Pari-Mutuel
Wagering Revised 01/11 |
WORD | |||
| Form 14 Application for Approval from Nevada
Gaming Authorities Revised 01/11 |
WORD | |||
| Form 15 Location/Landlord Information Sheet
Revised 10/11 Diagram Example – Convenience Store - PDF Diagram Example – Bar/Tavern - PDF |
WORD | |||
| Form 16 Due Diligence Form Pursuant to NGC Regulation 5.011(5) | WORD | |||
| Form 17 Release and Indemnity of All Claims Revised 05/04 |
WORD | |||
| Form 18 Request to Release Information Revised 05/04 |
WORD | |||
| Form 19 Application for Enrollment as an Agent Revised 05/11 |
WORD | |||
| Form 20 Source and Application of Funds
(Application for Restricted Gaming License) Revised 07/07 |
WORD | |||
| Form 21 Application to Transfer Interest Revised 03/08 |
WORD | |||
| Form 26 Registration of Call Center Employees Revised 02/06 |
WORD | |||
| Form 27 3.015(2) Additional Requirements for Restricted Applications Revised 10/11 |
WORD | |||
| Form 28 Electronic Fingerprint Instruction Memo and Receipt
Revised 01/12 Fingerprint Locations |
WORD | |||
| Independent Agent Registration/Reporting | |||
| Instructions for Registering as an
IA Revised 01/12 (Regulation 25) |
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| Form JR-12 Personal History Record for Registering as an
Independent Agent Revised 01/12 |
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| Form JR-12R Personal History Record - Registration Renewal Revised 01/12 |
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| Form 18-IA Request to Release
Information (Independent Agents) Revised 01/12 |
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| JR-08 Report of Arrangements Revised 01/12 |
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| JR-09 Quarterly Reporting
(Regulation 25 Filing) Revised 09/04 |
WORD | ||
| JR-10 Annual Report of Secondary
Representatives (Regulation 25 Filing) Revised 01/12 |
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| JR-11 Irrevocable Appointment of
Agent Revised 01/12 |
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| Key Employee Reporting (Reg 3.100) | ||
| Form 3.100 Key Employee Reporting (Excel Spreadsheet) Revised 09/11 |
Excel | |
| Reg 3.100 Instructions for Assigning Standardized Job Codes to Employees | ||
| Race Book and/or Sports Pool | ||||
| Application Instructions for a Race Book and/or Sports
Pool Revised 12/07 |
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| Race Book-Sports Pool Questionnaire | ||||
| Book Wagering Report Instructions | ||||
| Book Wagering Report Form | ||||
| Listed Patron Approval | ||||
| Model Reserve
Agreements Agreement Example Bond Example |
PDF |
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| Registration of Race Book & Sports Pool
Employees Revised 02/06 |
WORD | |||
| Sample Compliance Report | ||||
| Suspicious Wager Report Instructions | ||||
| Suspicious Wager Report Form | ||||
| Regulation 5.200 | ||
| Reg 5.200 Registration of International Gaming Salon Employees | ||
| Foreign Gaming | |||
| Operator Forms | |||
| Foreign Gaming Reporting Requirements
Policy Statement Revised: 07-17-09 |
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| FG-700 Notification
Statement Revised: 07-17-09 |
WORD | ||
| FG-710-1 Operation
Statement Revised: 07-17-09 |
WORD | ||
| FG-710-2 Annual
Report Revised: 07-17-09 |
WORD | ||
| FG-710-3 Quarterly
Report Revised: 07-17-09 |
WORD | ||
| FG-710-4 Termination Notice | WORD | ||
| Participation Agreement Forms | |||
| FG-710-3 (PA) Quarterly Report | WORD | ||
| Publicly Traded Corporations | ||
| Reporting Requirements | ||
| Official Forms Instructions - Forms for use by Publicly
Traded Corporations Revised 03/06 |
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| PTC-1 Application Revised 03/06 |
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| Release of All Claims | ||
| PTC-2 Application for Registration or for
Amendment to Order of Registration Revised 03/06 |
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| PTC-110 Application for Approval of a Public
Offering Revised 03/06 |
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| PTC-115 Application for a Continuous or
Delayed Public Offering ("shell") Revised 09/06 |
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| PTC-200 Application for Approval of and
Acquisition of Control Revised 03/06 |
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| PTC-250 Application for Approval of a Plan
of Recapitalization Revised 03/06 |
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| PTC-260 Application for Approval of
Exceptional Repurchase of Securities Revised 03/06 |
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| PTC-310 Application for Approval of a Proxy
Statement or Information Statement Revised 03/06 |
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| PTC-320 Application for Approval of Listing
on a Securities Exchange Revised 03/06 |
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| PTC-430 Application for Waiver of NGC Reg.
16.430 as an Institutional Investor Revised 03/06 |
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| Tax and License Division |
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| Regulation 5.210(1) Transactions | |||
| Nonrestricted Licensee Request for Administrative Approval to Charge a Fee for Admission | |||
| Drop and Count Forms | |||
| 6.130.1(a) Drop and Count Schedule (Rev 09/13/11) | WORD | ||
| 6.130.1(b) Count Quarterly Personnel Report (Rev 09/13/11) | WORD | ||
| Regulation 6.130 Count - Removal Report Instructions (Rev. 07/11) | |||
| Regulation 6.150 Bankroll Formulas | |||
| Bankroll Formula | Excel | ||
| Bankroll Formula - Restricted licensees | Excel | ||
| Bankroll Formula Information Page | Information | ||
| Regulation 8.130 Transactions | |||
| Transaction Reporting Form | |||
| Instructions for Filing Forms | |||
| Supplemental Information Form | |||
| Instructions for Filing Supplemental Information Forms | |||
| New Applicants | |||
| New Applicant Pre-Opening Checklist for Group II Licensees | |||
| Tax Forms and Informational Filings | ||||
| Filing Deadlines | ||||
| License Fee & Tax Rate Schedule for Nonrestricted & Restricted Licensees | ||||
| NGC-01 Monthly Gross Revenue Reports (Rev 09/08/11) | EXCEL | |||
| NGC-02 Annual State License Fee Report Based on Number of Games to be Operated (Rev 10/17/11) | EXCEL | |||
| NGC-02 Fee Schedule | ||||
| NGC-04 Fiscal Year Report of Slot Machine Taxes (Rev 09/08/11) | EXCEL | |||
| NGC-11 Live Entertainment Tax (Rev 10/17/11) | EXCEL | |||
| NGC-12 Live Entertainment Tax - Restricted Licensees (Rev 10/17/11) | EXCEL | |||
| NGC-13 Live Entertainment Tax Report (Rev 10/17/11) | EXCEL | |||
| Maximum Occupancy/Seating of At Least 7500 | ||||
| NGC-14 Restricted Licensee Report of Quarterly State License Fees (Rev 10/17/11) | EXCEL | |||
| NGC-15 Report of Quarterly State Gaming License Fees (Rev 10/17/11) | EXCEL | |||
| NGC-15 Fee Schedule | ||||
| NGC-16 Holiday or Special Event Application (Rev 10/17/11) | EXCEL | |||
| NGC-17 Standard Financial Statement Filing
Software and Documentation |
Download | |||
| NGC-17-a Standard Financial Statement for Slot Machine Route Operator Licensees | EXCEL | |||
| NGC-18 Report of Quarterly Expired Slot Machine Wagering Vouchers and Payout Receipts (Rev 11/15/11) | EXCEL | |||
| NGC-20 Racing Information Disseminators Monthly Report (informational form) (Revised 08/11) | ||||
| NGC-20-A Racing Information Disseminators Monthly Report (tax form) (Revised 08/11) | ||||
| NGC-21D Distributer's License (Revised 08/11) | ||||
| NGC-21M Manufacturer's License (Revised 08/11) | ||||
| NGC-21P Pari-Mutuel System Operator's License (Revised 08/11) | ||||
| NGC-25 Operator of a Slot Machine Route (Revised 08/11) | ||||
| NGC-25I Operator of Inter-Casino Linked System (Revised 08/11) | ||||
| NGC-27 Information Service License Fee Report (Revised 08/11) | ||||
| NGC-30 Monthly Gross Revenue Statistical Report Gaming Salon |
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| NGC-31 Monthly Gross Revenue Statistical Report (Revised 03/11) | EXCEL | |||
| NGC-31 Monthly Gross Revenue Statistical Report Instructions | ||||
| NGC-32 Track Handle and Win Report | ||||
| NGC-32 Instructions | ||||
| NGC-36 Paper Form Filers: | ||||
| NGC-36 Slot Route Operator Informational Report (Paper Copy) | ||||
| NGC-36A Instructions and Summary Form for Paper Filers (Required) | ||||
| Column by Column Instructions for NGC-36 Form | ||||
| Location
Listing Revised 01/10/2012 |
Excel | |||
| NGC-36 Electronic Filers: | ||||
| NGC-36 Spreadsheet for Electronic Filing - Excel | Excel | |||
| NGC-36EIT Instructions and Summary Form for Electronic Filers (Required) | ||||
| Column by Column Instructions for NGC-36 Form | ||||
| Location
Listing Revised 01/10/2012 |
Excel | |||
| NGC-PMT-1 Pari-Mutuel Wagering Tax (Revised 08/11) | ||||
| ER101 Monthly Condensed Financial Statements | ||||
| Sample of Surety Bond for Gaming Establishment (updated 06/09) | ||||
| Technology Division |
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| Associated Equipment | |||
| Approval Process for Associated Equipment Revised: 2/10/2010 |
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| Associated Equipment Matrix Revised: 1/2010 |
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| Manufacturer's Request for Review Revised: 11/29/2007 |
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| Associated Equipment Feature Codes Added: 11/29/2007 |
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| User's Request for Installation Revised: 11/29/2007 |
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| Personal History Record | |||
| Form 18 Request to Release Information Revised 05/04 |
WORD | ||
| Associated Equipment Review Checklists | |||
| Associated Equipment Manufacturer Submission Checklist | WORD | ||
| Bingo System AE Review Checklist | WORD | ||
| Computerized Keno System AE Review Checklist | WORD | ||
| ILS and Local Area Progressive AE Review Checklist | WORD | ||
| LET Point of Sale Systems AE Review Checklist | WORD | ||
| Race Sports and Pari-Mutuel AE Review Checklist | WORD | ||
| Slots AE Review Checklist | WORD | ||
| Table Games and Cage and Credit and Card Games AE Review Checklist | WORD | ||
| Electronic Dissemination Authorization | ||
| Gaming Device/Cashless Wagering Requests | ||
| Test Requirements for Gaming Devices used on Cashless Wagering Systems Revised: 06-11-02 |
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| Gaming Device/Cashless Wagering System Approval Request | ||
| Gaming Device Modification Requests | ||
| Gaming Device Software Modification Request Form Revised: 11/29/2007 |
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| Gaming Device Hardware Modification Request Form Revised: 11/29/2007 |
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| Gaming Device Feature Codes Revised: 11/29/2007 |
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| New Gaming Device Submissions | ||
| New Gaming Device Submission Package | ||
| Software Problem/Malfunction Notification | ||
| Gaming Device Software Problem/Malfunction Notification | ||
| System Based, System Supported, and Mobile Gaming Systems | ||
| User's Request for Installation of a System Based, System Supported, or Mobile Gaming System | ||
| System Based, System Supported, and Mobile Gaming System Installation Request Submission Requirements Revised: 6/4/2009 |
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| Administration Audit Enforcement Gaming Commission Investigations Tax & License Technology Home Sitemap |
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Rehabilitation Act (Section
508)